New Firm Authorisation

Legal Compliance Consultants have a 100% success rate assisting Solicitors, Barristers and other Non-Lawyer Investors in making applications to the SRA for authorisation to practice either as a new Sole Practitioner firm, Recognised Body or as an Alternative Business Structure (ABS).

Legal Compliance Consultants can assist by:

  • providing advice on the type of business structure,
  • preparing a Business Plan,
  • preparing a 12 month financial forecast,
  • providing guidance in preparing proposals to obtain a quote for Professional Indemnity Insurance,
  • providing guidance on the application process,
  • preparing the necessary policies and procedures to support the application; and
  • directly liaising with the SRA to obtain authorisation to practice as a law firm authorised and regulated by the SRA.
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    Having worked for the predecessor to the Legal Ombudsman, the Legal Complaints Service for nearly 10 years and then setting up a consultancy where Solicitors outsourced their internal complaints procedure, I can safely say that I am somewhat of an […]

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    With less than 2 weeks until GDPR comes into force on 25 May 2018, is your firm on the journey to getting data protection ready? If not, here are our top ten tips to get you started… 1. Conduct a […]

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