SRA Investigations

The SRA Code of Conduct requires firms to deal with the SRA in an open, timely and co-operative manner.

Legal Compliance Consultants can advise firms that are subject to an investigation and liaise with the SRA on the firm’s behalf.

Also, where firms are subject to a SRA audit, we can ensure that the firm’s processes and procedures are compliant with the SRA Code of Conduct in advance of the audit.

  • Top Ten Tips to dealing with complaints effectively

    Top Ten Tips to dealing with complaints effectively

    Having worked for the predecessor to the Legal Ombudsman, the Legal Complaints Service for nearly 10 years and then setting up a consultancy where Solicitors outsourced their internal complaints procedure, I can safely say that I am somewhat of an […]

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  • GDPR – Getting Data Protection Ready

    GDPR – Getting Data Protection Ready

    With less than 2 weeks until GDPR comes into force on 25 May 2018, is your firm on the journey to getting data protection ready? If not, here are our top ten tips to get you started… 1. Conduct a […]

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