Compliance Support

Performing the role of a COLP or COFA of a law firm need not be daunting or onerous. By outsourcing to Legal Compliance Consultants, firms can ensure they are ‘Keeping Compliance in Check’.

Legal Compliance Consultants have supported both COLP and COFAs in meeting their legal and regulatory obligations such as the SRA Code of Conduct, SRA Accounts Rules, AML and Data Protection. This has included implementing systems and controls to ensure compliance, assessing whether a breach is material and as such reportable to the SRA, regular regulatory updates; as well as ongoing support via telephone and email on any compliance related issues.

 

  • Is your firm dealing with complaints effectively?

    Is your firm dealing with complaints effectively?

    The Legal Ombudsman together with SRA recently published independent research, showing that there could be improvements in how some law firms deal with complaints. The London Economics and YouGov findings show it makes good business sense to handle complaints well, […]

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  • Top Ten Tips to dealing with complaints effectively

    Top Ten Tips to dealing with complaints effectively

    Having worked for the predecessor to the Legal Ombudsman, the Legal Complaints Service for nearly 10 years and then setting up a consultancy where Solicitors outsourced their internal complaints procedure, I can safely say that I am somewhat of an […]

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  • GDPR – Getting Data Protection Ready

    GDPR – Getting Data Protection Ready

    With less than 2 weeks until GDPR comes into force on 25 May 2018, is your firm on the journey to getting data protection ready? If not, here are our top ten tips to get you started… 1. Conduct a […]

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