Chat with us, powered by LiveChat Compliance Support - Legal Compliance Consultants

Compliance Support

Performing the role of a COLP or COFA of a law firm need not be daunting or onerous. By outsourcing to Legal Compliance Consultants, firms can ensure they are ‘Keeping Compliance in Check’.

Legal Compliance Consultants have supported both COLP and COFAs in meeting their legal and regulatory obligations such as the SRA Standards and Regulations, SRA Accounts Rules, AML, Data Protection; and Complaints Handling. This has included implementing systems and controls to ensure compliance, assessing whether a breach is serious and as such promptly reportable to the SRA, regular regulatory updates; as well as ongoing support via telephone and email on any compliance related issues.

Please get in touch for a tailored quote. Our prices start from as little as £250 per month depending on the number of fee earners at your practice.

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Accreditations

Legal Compliance Consultants have supported firms in making an application to achieve or maintain the Law Society’s Quality Service Standards such as Lexcel or CQS, as well as the Legal Aid Agency’s SQM Standard.

Learning & Development

Legal Compliance Consultants can support firms by providing in-house training to all staff to meet any learning and development needs. Legal Compliance Consultants are pleased to be able to offer a range of courses.

File Reviews & Audits

Legal Compliance Consultants can assist firms by implementing a system for file reviews and conduct onsite independent file review and compliance audits, including AML audits.

SRA Investigations

The SRA Code of Conduct requires firms to deal with the SRA in an open, timely and co-operative manner. We advise firms that are subject to an investigation and liaise with the SRA on the firm’s behalf.

New Firm Authorisation

Legal Compliance Consultants have a 100% success rate assisting Solicitors, Barristers and other Non-Lawyer Investors in making applications to the SRA for authorisation to practice.

Policies & Procedures

Legal Compliance Consultants can provide firms with a comprehensive Office Procedures Manual tailored to the size and nature of their firm.