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Learning & Development

Since November 2016, all law firms have been required to adopt a new regime for continuing competence. Previously, Solicitors were required to follow the CPD regime to count and record CPD hours. The SRA are no longer accrediting courses for CPD and instead firms are required to reflect on the quality of their practice; and identify any learning and development needs. Firms are then required to address those needs to ensure the knowledge and skills of Solicitors or lawyers practising within the firm are up to date and they are competent to practice. As part of the Practising Certificate renewal process, all Solicitors are required to make an annual declaration to the SRA confirming they are competent to practice.

Legal Compliance Consultants can support firms by providing in-house training to all staff to meet any learning and development needs. Legal Compliance Consultants are pleased to be able to offer the following courses:

  • Anti Money Laundering Training
  • Client Care and Complaints Handling
  • GDPR
  • The role of the COLP and COFA
  • SRA Outlook and Risk Management Training
  • SRA Standards and Regulations
  • SRA Accounts Rule 2019

We can also devise bespoke training courses to address any learning and development needs identified following a file review and compliance audit.

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More Services

Compliance Support

Performing the role of a COLP or COFA of a law firm need not be daunting or onerous. By outsourcing to Legal Compliance Consultants, firms can ensure they are ‘Keeping Compliance in Check’.

Accreditations

Legal Compliance Consultants have supported firms in making an application to achieve or maintain the Law Society’s Quality Service Standards such as Lexcel or CQS, as well as the Legal Aid Agency’s SQM Standard.

File Reviews & Audits

Legal Compliance Consultants can assist firms by implementing a system for file reviews and conduct onsite independent file review and compliance audits, including AML audits.

SRA Investigations

The SRA Code of Conduct requires firms to deal with the SRA in an open, timely and co-operative manner. We advise firms that are subject to an investigation and liaise with the SRA on the firm’s behalf.

New Firm Authorisation

Legal Compliance Consultants have a 100% success rate assisting Solicitors, Barristers and other Non-Lawyer Investors in making applications to the SRA for authorisation to practice.

Policies & Procedures

Legal Compliance Consultants can provide firms with a comprehensive Office Procedures Manual tailored to the size and nature of their firm.